Education & Certifications
BA - Communication & Broadcast Journalism, UW-Madison
Nonqualified Plan Advisor (NQPA)
Investment Adviser Representative License (Series 65)
Organization Involvement
Board Member of Wisconsin Independent Learning College (WILC)
Board President of Wisconsin Retirement Planning Professionals, Ltd. (WRPPL)
Scott Schwartz
Senior Relationship Manager
NQPC™
As a Senior Relationship Manager, Scott is responsible for assisting plan sponsors with their fiduciary duties by conducting retirement plan investment reviews, plan design discussions, employee educational meetings and one-on-one investment consultations. Prior to joining Spectrum, Scott’s work experiences focused on a broad array of retirement roles including record keeping, relationship management, and the creation and delivery of educational materials. Scott is a frequent speaker and panelist on retirement plan fiduciary and education topics.
Scott is married to Dawn and they have two children, Benjamin and Dylan, and an overly-active husky named Aspen. He will try any sport or outdoor activity, but focuses on golf, hiking, and biking with his family.
Industry Start Date:
1994
Spectrum Start Date:
2014
Fun Fact:
Scott worked as television sports reporter while attending the University of Wisconsin and got to cover his beloved Badgers!
Embodying Spectrum’s Principles
I believe in Spectrum’s mission to prepare individuals for a prosperous retirement is best accomplished by delivering passionate, authentic, and useful education and guidance via our 1 : 1 consultation sessions and group meetings. A great day is when a participant tells me they understand for the first time a retirement planning or savings strategy after talking with me.
A successful retirement plan requires installing a process and achieving milestones along the way, and by leaning into our fiduciary role, we can provide a process that is appropriate for each individual we council.
NQPC™, Nonqualified Plan Consultant, a credential offered by the National Association of Plan Advisors certifying proficiency in Nonqualified plans.