INDUSTRY LEADERSHIP・COMMUNITY IMPACT
Understanding makes the difference.
As you get to know us, you’ll find a harmonious team of unique individuals, each bringing a strong background, a deep commitment, exceptional education and training, an informed perspective, and a personal passion for driving success. If you look in the windows of our own coffeehouse on any given day, you’ll see a group that knows how to work together, and engage the powerful wisdom that only a strong team offers.
- Patented color-coded Spectrum Investor® Communication Process
- Registered Investment Advisor with the Securities and Exchange Commission (SEC)*
- Privately held and independent firm with all six partners actively involved
- Selected as Best Places to Work by local and national publications (see press and awards below)
*Registration with the SEC does not imply a certain level of skill or training
Manuel Rosado
President/Partner
Manuel Rosado, MBA
President/Partner
Manuel is the president and a partner at Spectrum and is responsible for setting direction and overseeing the overall operations of the firm. He has been in the investment management and retirement plan industry since 1999 and presently holds the Investment Adviser Representative license (Series 65). He has been a speaker and panelist on retirement plan fiduciary and investment education topics at numerous industry conferences and is a member of the firm's investment committee.
Throughout his career in the retirement plan industry, Manuel has helped plan sponsors implement successful retirement programs by providing specialized knowledge of fiduciary standards and their application to the investment management process, as well as turning behavioral finance concepts into actionable solutions. He is committed to understanding the unique needs of each client and designing strategies to address those needs.
Accreditations, Certifications & Education:
- MBA, Finance, Concordia University-Wisconsin; BA, Business Administration, Taylor University
- Certified Behavioral Finance Analyst (CBFA) certification from the AGI Center for Behavioral Finance
- Investment Adviser Representative license (Series 65)
Manuel believes in giving back and is involved in the following organizations:
- Taylor University Board of Trustees – Board Vice Chair
- MMAC Leadership Council Charter Member
- National Association of Plan Advisors (NAPA*)
- Wisconsin Retirement Plan Professionals Ltd (WRPPL) – Past President
- Eastbrook Church – Past Council President; Elder
A native of Puerto Rico, Manuel is fluent in Spanish. He is married and lives in Mequon, WI, with his wife. They have two adult children. In his spare time, Manuel coaches high school volleyball and enjoys travel, golf, and the outdoors.
* NAPA was created by and for retirement plan advisors and is the only advocacy group exclusively focused on the issues that matter to retirement plan advisors.
Jonathan Marshall
CIO/CCO/Partner
Jonathan Marshall, MBA
CIO/CCO/Partner
Jon is a partner and chief investment officer of the firm, as well as the lead designer of the retirement plan educational materials. He is responsible for the analytical research of investments, which includes underlying research for the firm's model portfolios. Jon is also the chief compliance officer in charge of overseeing all of the firm's regulatory responsibilities.
Jon earned a BS in Economics from UW-La Crosse and an MBA in Finance from DePaul University. Jon has been in the retirement plan industry since 2003 and holds the Investment Adviser Representative license (Series 65). He is also a member of Wisconsin Retirement Plan Professionals Ltd. (WRPPL) and the National Association of Plan Advisors (NAPA).
Jon is married and lives in Milwaukee, WI. While not working with clients, Jon enjoys golfing, skiing, and the outdoors.
NAPA was created by and for retirement advisors and is the only advocacy group exclusively focused on the issues that matter to retirement plan advisors.
Matthew Demet
Senior Vice President - Business Development/Partner
Matthew P. Demet, CEBS, CRC, AIF®, CPFA
Senior Vice President - Business Development/Partner
Matt is the Senior Vice President and partner of Spectrum, responsible for business development and client management for retirement plans and wealth management. He is committed to understanding the unique needs of each client
and designing strategies to address those needs.
Matt has been in the retirement plan and investment management industry since 1989 and presently holds the Investment Adviser Representative license (Series 65). He is a member of Wisconsin Retirement Plan Professionals, Ltd. (WRPPL) and the National Association of Plan Advisors. Matt has completed the:
- Certified Employee Benefit Specialist (CEBS) designation as co-sponsored by the International Foundation of Employee Benefit Plans in Brookfield, Wisconsin, and the Wharton School at the University of Pennsylvania
- Certified Retirement Counselor (CRC) designations sponsored by the International Foundation for Retirement Education
- Accredited Investment Fiduciary (AIF®) designation sponsored by fi360, a leader in promoting fiduciary excellence
- Certified Plan Fiduciary Advisor (CPFA) designation sponsored by the National Association of Plan Advisors
A graduate of St. Norbert College, Matt earned his bachelor's degree in Business Administration.
Matt is married with four children and lives in Milwaukee, WI. While not working with clients, he is active in his local church or pursuing hobbies including reading, golf, platform tennis, and other outdoor activities.
CEBS, Certified Employee Benefit Specialist, certifies that the recipient has a comprehensive understanding of compensation and employee benefit principles and concepts. CRC®, Certified Retirement Counselor, a professional development program accredited by the National Commission for Certifying Agencies that enables financial professionals to address the challenges facing today’s retirees. AIF®, Accredited Investment Fiduciary, certifies that the recipient has specialized knowledge of fiduciary standards of care and their application to the investment management process. CPFA, Certified Plan Fiduciary Advisor, certifies that the recipient has the expertise required to act as a plan fiduciary or help plan fiduciaries manage their roles and responsibilities. NAPA was created by and for retirement plan advisors and is the only advocacy group exclusively focused on the issues that matter to retirement plan advisors.
James F. Marshall
Chairman, Founder
James F. Marshall
Chairman/Founder
Jim is the principal and founder of Spectrum Investment Advisors, and was named the 2021 Trailblazer of the Year by the Mequon-Thiensville Chamber of Commerce. Jim has over 50 years of experience in the retirement plan industry and built Spectrum Investment Advisors with the core idea of using colors to simplify investing, which he received a patent on in 2010. Jim is a graduate of the University of Wisconsin-Oshkosh with a degree in Economics. Jim is the Chairman of the Mequon-Thiensville Chamber of Commerce Past Presidents and has been a national speaker for 401(k) Specialist Excel, PlanSponsor, and Global Retirement Partners. He holds the Investment Adviser Representative license (Series 65) and is a member of the National Association of Plan Advisors (NAPA).
Jim is married with two children and lives in Germantown, WI. His wife Peggy is a retired reading specialist, his daughter Cindy has over 15 years' experience in the financial services industry and his son Jon has been in the retirement plan industry with Spectrum since 2003. Outside of work, Jim enjoys golfing, downhill skiing, and reading to his twin granddaughters Maple Jane and Violet Frances.
The OED Business of the Year program recognizes companies that have seen significant business and job growth over the past five years and are strong community partners. NAPA was created by and for retirement advisors and is the only advocacy group exclusively focused on the issues that matter to retirement plan advisors.
Brian White
Wealth Manager/Partner
Brian White, CFP®
Wealth Manager/Partner
Brian is the Wealth Manager for Spectrum Wealth Management™ and a partner of the firm. He is responsible for personal financial planning, private wealth management and serves on the Wealth Management investment committee. Brian earned a Bachelor of Science degree in Business Systems from Taylor University. He has been in the financial services industry since 2000 and holds the Investment Adviser Representative license (Series 65). Brian is also a CERTIFIED FINANCIAL PLANNER™ practitioner. Prior to joining Spectrum Investment Advisors, Brian was an investment consultant with TD Ameritrade for 7 years.
Brian is married with two children and lives in Menomonee Falls, WI. Outside of work, Brian enjoys reading, downhill skiing, volleyball, and woodworking.
Scott Schwartz
Senior Relationship Manager
Scott Schwartz, NQPA
Senior Relationship Manager
Scott is responsible for assisting plan sponsors with their fiduciary duties by conducting retirement plan investment reviews, plan design discussions, employee educational meetings and one-on-one investment consultation. He has been in the retirement services industry since 1994 and holds the Investment Adviser Representative license (Series 65). Prior to joining Spectrum, Scott’s work experiences focused on a broad array of retirement roles including record keeping, relationship management, and the creation and delivery of educational materials. Scott is a Board Member of Wisconsin Retirement Plan Professionals Ltd. (WRPPL) and Wisconsin Independent Learning College (WILC), and a member of the National Association of Plan Advisors (NAPA).
Scott is married with two children and lives in Brown Deer, WI. Outside of the office, he spends his time pursuing competitive endeavors on the golf course, via road races, and on the basketball and volleyball court. Especially important to Scott is his commitment to raising funds and awareness for individuals and families affected by autism. This dedication led to the creation of Dylan’s Run in 2001, a non-profit event that raised dollars to fund research and provide programs specifically for persons in southeastern Wisconsin.
NAPA was created by and for retirement plan advisors and is the only advocacy group exclusively focused on the issues that matter to retirement plan advisors.
NQPA, Nonqualified Plan Advisor, a credential offered by the National Association of Plan Advisors certifying proficiency in Nonqualified plans.
Suzanne M. Weeden
Senior Relationship Manager
Suzanne M. Weeden, CEBS, RPA, AIF®, NQPA
Senior Relationship Manager
Sue is a relationship manager for the firm, responsible for retirement plan investment reviews, plan design discussions, employee educational meetings, and one-on-one investment consultations. She has been in the retirement plan industry since 1999 and holds the Investment Adviser Representative license (Series 65). Sue also holds the Accredited Investment Fiduciary (AIF®) designation, the Retirement Plans Associate (RPA) designation and the Certified Employee Benefit Specialist (CEBS) designation, as co-sponsored by the International Foundation of Employee Benefit Plans in Brookfield, WI and the Wharton School of the University of Pennsylvania. She is also a current member and former Board Member of Wisconsin Retirement Planning Professionals, Ltd. (WRPPL), and a member of the National Association of Plan Advisors (NAPA).
Sue is a graduate of Marquette University, where she earned her bachelor’s degree in Psychology. She is married with three children and lives in Cedarburg, WI. Outside of the office, Sue enjoys playing volleyball, hiking, running, reading, and traveling.
CEBS, Certified Employee Benefit Specialist, certifies that the recipient has a comprehensive understanding of compensation and employee benefit principles and concepts. RPA, Retirement Plans Associate, a designation co-sponsored by the International Foundation of Employee Benefit Plans and the Wharton School at the University of Pennsylvania. AIF®, Accredited Investment Fiduciary, certifies that the recipient has specialized knowledge of fiduciary standards of care and their application to the investment management process. NQPA, Nonqualified Plan Advisor, a credential offered by the National Association of Plan Advisors certifying proficiency in Nonqualified plans. NAPA was created by and for retirement plan advisors and is the only advocacy group exclusively focused on the issues that matter to retirement plan advisors.
Mike McDonald
Wealth Manager
Mike McDonald
Wealth Manager/Relationship Manager
Mike is a Wealth Manager for Spectrum Wealth Management™ and a relationship manager of the firm. Committed to learning the unique needs of each client, Mike is responsible for personal financial planning, private wealth management, and individual investment plan reviews. He also participates in employee educational meetings and provides one-on-one investment consultations. In addition to client management, Mike designs the firm’s advertising and marketing materials.
Mike has been in the retirement plan industry since 2011 and holds the Investment Adviser Representative license (Series 65). Actively serving in the community, Mike is a Co-Chair of the Mequon-Thiensville Chamber of Commerce’s Young Professionals group. A graduate of Marquette University with a bachelor’s degree in advertising, Mike was also a four-year letter winner on the golf team, earning Big East All-Academic honors, and was the 2011 Wisconsin State Amateur Champion.
Mike is married and lives in West Bend, WI with his wife and two children. Outside of the office he enjoys spending time with family and friends, golfing both socially and competitively, and exploring the outdoors with the family dog.
Paul Minick
Financial Education Advisor
Paul Minick, CFP®, CPFC®
Financial Education Advisor
Paul is a CERTIFIED FINANCIAL PLANNER™ practitioner and a financial education advisor for the firm, providing one-on-one investment consultations to retirement plan participants. He earned a Bachelor of Science from UW-Oshkosh and holds the Investment Adviser Representative license (Series 65). Paul began his finance career in New York City with Chase Manhattan Bank, followed by 20 years at Bank of America as a Credit Officer and Project Manager/Team Leader.
Paul lives in Mequon, WI. He enjoys spending time with his family, kayaking, fishing, golfing, and relaxing at his cabin in Westfield, WI.
CPFC®, The Certified Personal Finance Counselor® provides professional development and training for those with consumers in a one-on-one setting. Certification ensures that individuals have been trained and tested in counseling skills and the fundamentals of personal finance management.
Ryan Strankowski
Relationship Manager
Ryan Strankowski, QKA, AIF®, NQPA
Relationship Manager
Ryan is a relationship manager of the firm, responsible for plan investment reviews, employee educational meetings, and one-on-one investment consultations. He has been in the retirement services industry since 2004 and holds the Investment Adviser Representative license (Series 65). Ryan is also a Qualified 401(k) Administrator (QKA) as well as an Accredited Investment Fiduciary (AIF®) a designation sponsored by the Center for Fiduciary Studies. Prior to joining Spectrum, Ryan worked in a variety of different roles pertaining to 401(k) plans including Compliance, Conversions, Relationship Management, and Mutual Fund Trading. Ryan is a member of Wisconsin Retirement Plan Professionals Ltd. (WRPPL) and the National Association of Plan Advisors (NAPA). A graduate of the University of Wisconsin-Oshkosh, Ryan earned his bachelor's degree in Economics.
Ryan is married and lives in Milwaukee, WI with his wife and daughter. Outside of the office, Ryan competes in baseball, basketball, volleyball, and bowling leagues.
QKA, Qualified 401(k) Administrator, a credential offered for retirement plan professionals who work primarily with 401(k) plans.
AIF®, Accredited Investment Fiduciary, certifies that the recipient has specialized knowledge of fiduciary standards of care and their application to the investment management process.
NQPA, Nonqualified Plan Advisor, a credential offered by the National Association of Plan Advisors certifying proficiency in Nonqualified plans.
NAPA was created by and for retirement plan advisors and is the only advocacy group exclusively focused on the issues that matter to retirement plan advisors.
Dan DeDecker
Relationship Manager and Investment Specialist
Dan DeDecker
Relationship Manager and Investment Specialist
Dan is a Relationship Manager and Investment Specialist for Spectrum Investment Advisors, with a focus on corporate retirement plan clients. He is responsible for assisting plan sponsors with their fiduciary duties by conducting investment reviews, plan design discussions, employee educational meetings, and one-on-one investment consultations. Dan holds the Investment Adviser Representative license (Series 65) and a certificate in Investment Management. He is also a part of Spectrum’s investment team, conducting investment manager due diligence and maintaining IPS compliance for retirement plan clients.
Accreditations, Certifications & Education
- Bachelor's degree in Finance from the University of Wisconsin-Milwaukee
- Certificate in Investment Management
- Investment Adviser Representative license (Series 65)
Organization Involvement
- Investment Management Certificate Program volunteer at UW-Milwaukee
- Wisconsin Retirement Planning Professionals, Ltd. (WRPPL)
- Greater Milwaukee Employee Benefits Council (GMEBX)
- Secure Futures (Money Coach)
- CFA Society of Milwaukee
Dan lives in Bayview and loves to bike on Milwaukee’s trails, cook and try new foods, camp, hike, and see live music.
Emily Zimmerman
Relationship Manager
Emily Zimmerman
Relationship Manager
Laura Schnoor
Financial Education Advisor
Laura Schnoor, CPFC®
Financial Education Advisor
Laura is a financial education advisor for the firm, providing one-on-one investment consultations to retirement plan participants. She earned a BA in Journalism from UW-Milwaukee and holds the Investment Adviser Representative license (Series 65). Laura started her career in 1987 with Merrill Lynch, she subsequently spent 15 years with Strong Capital Management, Inc. providing services for their compliance, sales, and marketing groups.
Laura is married and has three sons. Currently, her pastimes include any and all activity that interests her teenage boys.
CPFC®, The Certified Personal Finance Counselor® provides professional development and training for those with consumers in a one-on-one setting. Certification ensures that individuals have been trained and tested in counseling skills and the fundamentals of personal finance management.
John Miller
Financial Education Advisor
John Miller, CPFC®
Financial Education Advisor
John is a financial education advisor for the firm, providing one-on-one investment consultations to retirement plan participants. He earned a BBA from UW-Whitewater and holds the Investment Adviser Representative license (Series 65). He is a member of both the American Institute of CPAs (AICPA) and the Wisconsin Institute of CPAs (WICPA). Prior to joining Spectrum Investment Advisors, John worked in public accounting for 10 years, followed by 27 years as the Controller for PBBS Equipment Corporation.
Elizabeth Walter
Financial Education Advisor
Elizabeth Walter, CPFC®
Financial Education Advisor
Elizabeth is a financial education advisor for the firm, providing one-on-one investment consultations to retirement plan participants. She started her career in 1990 with Strong Capital Management and subsequently worked for Wells Fargo Funds Management and U.S. Bancorp Fund Services. Elizabeth is a graduate of UW-Milwaukee with a Bachelor of Arts degree in English Literature and Philosophy and holds the Investment Adviser Representative license (Series 65).
Elizabeth is married with five children. Outside of work, Elizabeth enjoys downhill skiing, biking, hiking, and boating with her family.
CPFC®, The Certified Personal Finance Counselor® provides professional development and training for those with consumers in a one-on-one setting. Certification ensures that individuals have been trained and tested in counseling skills and the fundamentals of personal finance management.
Jonathon Jesse
Financial Education Advisor
Jonathon Jesse, CPFC®
Financial Education Advisor
Jon is a financial education advisor for the firm, providing one-on-one investment consultations to retirement plan participants. He earned a bachelor’s in business from UW-Stevens Point and holds the Investment Advisor Representative license (Series 65). Prior to joining Spectrum, Jon’s career provided him with a broad range of business, management, and leadership experience. He also spent several years in private retail consulting.
Jon is married with 2 children and lives in Mequon, WI. When not at work, he enjoys spending time with family and friends. Jon also has 2 dogs and is certified as a therapy dog handler. Among other activities, Jon enjoys travel, outdoor activities, fitness, and participating in multiple charitable causes.
CPFC® , The Certified Personal Finance Counselor® provides professional development and training for those with consumers in a one-on-one setting. Certification ensures that individuals have been trained and tested in counseling skills and the fundamentals of personal finance management.
Donna Allen
Office Manager/Compliance Coordinator
Donna Allen
Office Manager/Compliance Coordinator
Donna oversees administrative operations and provides sales administrative support for the firm. She is also responsible for assisting in the creation of all retirement plan client materials and coordinating Spectrum's internal compliance program. Donna attended the University of Wisconsin-Whitewater and has been in the financial services industry since 1994. Prior to joining Spectrum Investment Advisors, Donna spent nine years with a third party marketer that provided annuity products to banks in the Midwest.
Donna is married with one son and appreciates time spent with her family. She especially enjoys weekends with family and friends in northern Wisconsin. In her spare time, Donna enjoys home remodeling projects, gardening, hiking, and reading.
Sara Olson
Client Service Associate
Sara Olson, MS
Client Service Associate
Sara is a Client Service Associate at Spectrum Investment Advisors. She is responsible for supporting the advisor team by preparing sales documents, client reviews, quarterly reports and participant education materials. Sara is also involved in maintaining our CRM system. She has been in the retirement plan industry since 2013.
Sara attended the University of Wisconsin-Whitewater and graduated with a BS in Education in Health, Human, Performance, and Recreation with a minor in Coaching, and she also received her MS in Education in Professional Development. While at UW-Whitewater, she was a member of the Track & Field program and currently holds both the indoor and outdoor women’s triple jump record.
Sara is married with one son and enjoys taking road trips, especially to Badger Football away games. She also coached high school track and field for several years after college.
Angelica Niemann
Marketing Manager
Angelica Niemann
Marketing Manager
As the Marketing Manager, Angelica is responsible for marketing activities and initiatives such as communications, event planning, social media platforms, and community outreach. She is also responsible for managing meetings, corporate events, and conferences such as the annual “Retirement Plan Investment Seminar,” “Spectrum Investor® Coffee House Educational Series,” and the client appreciation golf outing at Trappers Turn. She also prepares presentation materials, quarterly newsletters, blogs, and articles.
She graduated from the University of Illinois Urbana-Champaign, attaining a Bachelor of Science in Communications and a minor in Public Relations.
Angelica serves as “Miss Wisconsin” in the “Miss Volunteer America Program.” She enjoys volunteering with the local chapter of “Sleep in Heavenly Peace,” a charity that built and delivered over 900 beds to children in the area. Angelica also loves cooking and horseback riding with her family.
Rocki Mort
Sales Assistant
Rocki Mort
Sales Assistant
Raquel (Rocki) Mort is a Sales Assistant at Spectrum Investment Advisors. She is the warm
“hello,” you will recognize greeting you in person or on the phone. She is responsible for
supporting the advisor team by preparing sales documents, client reviews, quarterly reports,
and participant education materials. She has been in the retirement plan industry since 2022.
Rocki earned her degree from Concordia University and was formerly a schoolteacher.
Rocki currently resides in Whitefish Bay, Wisconsin. Rocki enjoys driving her Harley-Davidson
motorcycle and cheering on one of Wisconsin’s professional teams. She enjoys tennis, golf, and
pickleball.
Kassandra Thompson
Sales Assistant
Kassandra Thompson
Sales Assistant
Kassandra Thompson is a Sales Assistant at Spectrum Investment Advisors. She is responsible
for supporting the advisor team by preparing sales documents, client reviews, quarterly
reports, and participant education materials. She has been in the retirement plan industry
since 2022.
Kassandra is graduating from the University of Wisconsin – Milwaukee in May 2023. She is
attaining a Bachelor of Arts degree in Psychology, with a double minor in Sociology and History.
Outside the office, Kassandra enjoys exploring the city with friends, engaging in outside
sporting activities, and reading - she looks forward to beginning her professional career at SIA.
Max Flanagan
Wealth Manager
Max Flanagan, CFP®, AAMS®
Wealth Manager
Max has been in the financial planning industry since graduating from the University of Wisconsin Whitewater in 2017 with a BBA. Max currently holds his Series 66 License along with his AAMS® (Accredited Asset Management Specialist) and is also a CERTIFIED FINANCIAL PLANNER™ practitioner.
Beyond his dedication to clients, Max actively fosters financial literacy among future generations. He teaches high school students, equipping them with valuable financial knowledge and showcasing the potential of a career in financial services.
Max resides in Brookfield, Wisconsin, with his wife, Lauren. He enjoys the company of their two pets, a golden retriever named Bailey and a cat named Zoe. When he's not immersed in the world of finance, Max enjoys adventurous pursuits. He's a travel enthusiast, a water-skiing aficionado, and embraces anything outdoorsy. A self-proclaimed car enthusiast, he's always up for a chat about his latest passion.
PRESS & AWARDS
Spectrum was named a 2024 Best Places to Work for Financial Advisers by InvestmentNews February 28, 2024 and was also recognized for this on achievement in 2020, 2022, & 2023. These awards were based on data from 2022 and 2023 respectively. Spectrum paid a licensing fee for use of this designation and logo.
Spectrum was named a 2024 Best Places to Work for Financial Advisers by InvestmentNews February 28, 2024 and was also recognized for this on achievement in 2020, 2022, & 2023. These awards were based on data from 2022 and 2023 respectively. Spectrum paid a licensing fee for use of this designation and logo.
From the quality of our workplace to the depth of our track record, we’ve been honored with a wide range of prestigious awards and recognitions. We’re extremely proud of each and every one, but the most important recognition of all is the loyalty of our clients. Our thanks to all.